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The Financial Market Supervision (FMS) Unit of Národná banka Slovenska issued a Recommendation for banks on supporting the stability of the Slovak banking sector
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(inserted: January 26, 2012)
On 9 January 2012 the ESMA published „
Q&A
on the Market Abuse Directive (MAD) regarding definition of inside information on dividends".
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(inserted: January 18, 2012)
On 5 December 2011 the European Securities and Markets Authority (ESMA) published
INVESTOR WARNING
regarding trading in foreign exchange (forex)
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(inserted: January 17, 2012)
On 22 December 2011 the ESMA published consultation paper „Consultation paper on guidelines on certain aspects of the MiFID compliance function requirements". Responses to this consultation paper are invited by 24 February 2012.
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(inserted: January 16, 2012)
On 22 December 2011 the ESMA published consultation paper "Consultation paper on guidelines on certain aspects of the MiFID suitability requirements". Responses to this consultation paper are invited by 24 February 2012.
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(inserted: January 16, 2012)
Analytical Data of the Slovak Financial Sector for the third quarter of 2011
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(inserted: November 30, 2011)
On 10 November 2011 the ESMA published consultation paper „
Consultation paper - Considerations of materiality in financial reporting".
Responses to this consultation paper are invited by 29 February 2012.
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(inserted: November 14, 2011)
On 22 June 2011 the UK FSA's Financial Crime AML Thematic Report has been published, on its thematic review of banks' management of high risk situations (covering PEPs, high risk customers, wire transfers and correspondent banking).
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(inserted: July 12, 2011)
MONEYVAL (committee of the Council of Europe) published after the end of its member countries third round mutual evaluations the horizontal review, in which results of the international standards implementation and enforcement in the area of combating money laundering and terrorist financing are presented and compared
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(inserted: April 20, 2011)
CEIOPS has published it's final Advice for Level 2 implementing measures according Directive 2009/138/EC of the European Parliament and of the Council of 25 November 2009 on the taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II)
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Update: January 26, 2012
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Warning list of non-authorized business activities of entities
Announcements and Instructions of Financial Market Supervision Unit concerning Financial Market
Supervisory Disclosure Framework
Banking Sector Supervision
Payment Institutions Supervision
Electronic Money Institutions Supervision
Securities Market Supervision
Insurance supervision
Pension Savings Supervision
Financial Mediation and Financial Advisory Supervision
Foreign Exchange Supervision
Rating Agencies
Prevention of legalisation of proceeds of criminal activity and financing of terrorism
Fees and contributions
Analysis, Reports and Publications in the field of Financial Market
International Cooperation